AFI61-102 — Small Business Innovation Research (sbir) And Small Business Technology Transfer (sttr) Programs

AFI61-102 governs Air Force SBIR/STTR programs, including technology innovation, research topic selection, awards, and due diligence.

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  • Publication number: AFI61-102
  • Title: SMALL BUSINESS INNOVATION RESEARCH (SBIR) AND SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAMS
  • Date: 2012-11-16

View AFI61-102 on armypubs.army.mil


AFI61-102 describes goals for stimulating small-business research and transitioning technologies into operational or commercial use. It requires risk-based due diligence for SBIR/STTR awards and identifies risks, information sources, and safeguards.

Applies to: This guidance applies to all Regular Air Force, United States Space Force, Air National Guard, Air Force Reserve, and Department of the Air Force civilian personnel.

Topics covered

  • SBIR/STTR technology innovation
  • SBIR/STTR research topics
  • Small-business proposal selection
  • SBIR/STTR awards
  • Foreign risk management
  • Risk-based due diligence
  • Counterintelligence and supply chain risk

Questions and answers

What are the goals of the Air Force SBIR/STTR Program?

The goals of the Air Force SBIR/STTR Program are to: 1) stimulate small businesses to conduct research, development, and demonstration of technological innovation and 2) transition SBIR/STTR-developed technologies and processes into operational and/or commercial use in support of Air Force needs.

How must the Air Force focus SBIR/STTR funding?

The Air Force will: 2.1. Focus SBIR/STTR funding on technology innovation and development activities consistent with Air Force strategic planning goals and priorities as identified in the Air Force Straegic Plan. (paragraph 2)

How are SBIR/STTR research and development topics selected?

Develop and select research and development topics (i.e., technology areas) based on their potential to meet recognized Air Force mission capability needs and technology opportunities. (paragraph 2)

How does the Air Force select SBIR/STTR proposals?

Competitively select the best proposals from industry and award contracts in a manner consistent with Air Force small business and technology development goals. (paragraph 2)

What information may the DAF use for due diligence review?

A2.1.2.2. Further, the DAF shall implement this policy by carrying out due diligence review as permitted by law and policy, including by incorporating commercially available information, publicly available information, and U.S. Government data, including but not limited to Law Enforcement, intelligence, and counterintelligence information and analytic products, and any other agency-specific information, as appropriate.

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